Bonum Certa Men Certa

PTAB and CAFC Crush Patents on Business Methods and Software, So Dennis Crouch Tries to Slow Them Down

Academic for patent maximalists, like those 'oil academics'?

Dennis D. Crouch



Summary: The Patent Trial and Appeal Board (PTAB) and Court of Appeals for the Federal Circuit (CAFC) have together eliminated perhaps several thousands of patents (even more by extension, by means of precedence), so the meta-industry associated with such patents strikes back, and occasionally this is painted as scholarly analysis albeit inherently biased

THE USPTO is full of rubbish patents (some of which infamously rubbish and the subject of public ridicule, e.g. this one), so there's somewhat of a backlog for PTAB to deal with, essentially 'undermining' -- or correctly invaliding -- patents that should never have been granted at all (with or without further amendments).



"Not only can PTAB deal with many patents at one time; it can also do that at an affordable rate (easy access to appeals process) and without the patent aggressor asserting anything in court."We recently came across this list of newly-issued patents and found among them a Dell patent on an antifeature, namely a "seamless method for booting from a degraded software raid volume on a UEFI system." (for those who don't know what UEFI is, see our Wiki). Recovery from error aside (in an already-expensive case of storage redundancy), why use UEFI in the first place?

The patent goes to Texas, where Dell originates from:

Dell Products, Round Rock, Texas, has been assigned a patent (9,569,297) developed by two co-inventors for “seamless method for booting from a degraded software raid volume on a UEFI system.” The co-inventors are Ahmad A.J. Ali of Austin, Texas, and Charles Rose of Nashua. The patent application was filed on July 16, 2014 (14/333,232).


This sounds like it involves hardware or a device (RAID), but plenty of RAIDs actually get implemented in software these days and UEFI itself is purely software, simply slapped on some chip. The above seems like a possible candidate for invalidation, e.g. by means of Alice, but putting all that aside, who would actually invalidate such a patent unless Dell chooses to take this to court (or threaten behind closed doors), in which case still there is no guarantee at all that a case would end without a settlement, i.e. without the patent facing any scrutiny. In most cases, companies such as Dell just threaten using a large bundle of patents (Microsoft is alleged to be using hundreds at a time) in order to overwhelm the target and overburden the defense, adding extraordinary volume to it, assuring it would be too expensive to pursue defense (settlement would be cheaper, even if at the cost of millions of dollars).

"We need more of PTAB. It needs to grow by orders of magnitude and clear the virtual 'backlog' which is rubbish patents waiting to be invalidated."Such is the injustice incurred by a lax and lazy patent office. All the excruciating costs are being passed outwards, i.e. to so-called 'externalities'. This is where PTAB comes handy. Not only can PTAB deal with many patents at one time; it can also do that at an affordable rate (easy access to appeals process) and without the patent aggressor asserting anything in court. We need more of PTAB. It needs to grow by orders of magnitude and clear the virtual 'backlog' which is rubbish patents waiting to be invalidated.

Patent maximalists obviously loathe PTAB. Some of them speak of it more politely than others. Watchtroll just insults judges, whereas Dennis Crouch -- being an academic -- must remain more subtle about it. It's being agreed, he recently asserted, that "an expert can make conclusions of obviousness/non-obviousness and that the PTO can rely upon those statements."

Here is the whole relevant part and how it relates to PTAB:

Expert Testimony on the Conclusion of Obviousness: In the inter partes reexamination case here, the issue arose with the patent challenger (Strava) used an expert witness to testify to the legal conclusion that the claims at issue were obvious. This is problematic because in ordinary circumstances it is improper for an expert witness to testify as to a question of law. Rather, the ordinary use of expert testimony is solely to “help the trier of fact to understand the evidence or to determine a fact in issue.” FRE 702. Of course, the Federal Rules of Evidence do not apply to the Patent Trial & Appeal Board proceedings or patent reexaminations.

On appeal here, the Federal Circuit appears to agree with the challenger – that an expert can make conclusions of obviousness/non-obviousness and that the PTO can rely upon those statements.


We had this subject covered in last week's article and more articles before that. It's a common theme of outcomes and this was heavily covered recently, in light of cases like Apple, Inc. v Ameranth, Inc. [1, 2] -- a case which has gone on since the end of last year [1, 2].

"Both PTAB and CAFC increasingly go after patents on business methods, not just software patents, which are inherently similar in many cases (as many business operations are done on computers through software)."The latest on Ameranth, courtesy of Foley & Lardner LLP (law firm), says that "Apple successfully invalidated three patents for failure to recite patent eligible subject matter. Apple, Inc. v. Ameranth, Inc., 2015-1792, 2015-1793 (Fed. Cir. 2016). The patents relate to synchronous communication systems for electronically generating and transmitting menu selections. While the covered technology is not directly related to personalized medicine, the Federal Circuit’s review of the patents’ specifications and the court’s claim constructions in the context of a 35 U.S.C. €§ 101 challenge is instructive to patent applicants seeking to patent methods that may be characterized as an abstract idea, such as methods linking treatment options or clinical trials to potential patients."

This CBM challenge, using €§ 101, was successful also at the CAFC, as is usual. Both PTAB and CAFC increasingly go after patents on business methods, not just software patents, which are inherently similar in many cases (as many business operations are done on computers through software).

Professor Crouch is, in our humble assessment, just trying to slow down PTAB (or appeals of its determinations). PTAB, which actually did good work and improved the US patent system, is of no good for the likes of Crouch. They view it as a threat to their profession, as we noted here several years ago.

"We have already explained a sort of 'scatterback' effect at CAFC, wherein an avalanche of appeals lands on CAFC's lap."Michael Loney, writing from a litigation capital, says that "Law professor Dennis Crouch is calling for the Federal Circuit to not give Rule 36 affirmances in PTAB appeals, arguing it is required by statute to issue an opinion. The court has continued to issue them but has asked for briefing in two en banc rehearing requests of affirmances" (it has a lot to catch up with).

We have already explained a sort of 'scatterback' effect at CAFC, wherein an avalanche of appeals lands on CAFC's lap. They need to rush things up a bit, otherwise the whole system will get clogged up and the queue -- or 'backlog' so to speak -- will grow unbearably long.

"Maybe that will teach patent holders to stop wasting CAFC's time with these appeals, which are fruitless about 4 out of 5 times anyway (as the appeals are meritless)."Resistance from patent maximalists when it comes to PTAB -- which continues to enjoy CAFC's and the Supreme Court's support -- is understandable, but the patent maximalists are not the actual industry. They just try to justify their own needless and growingly-sordid existence, which gave rise to trolls and extortion rackets. Now that PTAB is axing lots of crappy patents we expect to see Crouch continuing to shower us with posts such as this, ranting about lack of opinion. "Another new petition for rehearing," he wrote the other say, "has been filed with the Federal Circuit asking the court to reconsider its Rule 36 Jurisprudence in light of the statutory requirements that the court issue an opinion in cases appealed from the Patent & Trademark Office."

He said that "[a]fter losing before the PTAB, the petitioner appealed and the Federal Circuit issued a R.36 “Affirmance without Opinion.”"

"Stop worrying so much about patent holders and stop comparing patents to property (patents are certainly not property)."Yes, well done. Do it even faster. Maybe that will teach patent holders to stop wasting CAFC's time with these appeals, which are fruitless about 4 out of 5 times anyway (as the appeals are meritless).

In another post from the same site it is being argued that "[t]he Supreme Court has asked for the USPTO’s input on whether it should hear the pending dispute Oil States Energy Services v. Greene’s Energy Group (Supreme Court 2017). The case again raises constitutional questions as to the power of an executive agency (the USPTO) to cancel issued patent rights."

Stop worrying so much about patent holders and stop comparing patents to property (patents are certainly not property). It's stuff like the above which led us to treating Crouch less as an academic and more as a front for patent maximalists. He demonstrates that not only Big Oil has an impact -- typically financial strings -- on academia.

Recent Techrights' Posts

Linus Torvalds Blasts Software Freedom Conservancy (SFC) for Attempting to 'Protect' Linux
Like it 'protects' women
New Record for GNU/Linux in Australia (at Microsoft's Expense)
Windows is at an all-time low, GNU/Linux... all-time high
Fighting Over Whose Pockets Are Deeper (or Who Borrows More Money)
When processes favour those who are more wealthy (or more willing to go into infinite debt or steal money of other people) those processes match the attributes of lawfare rather than law
Starting a Book With a Flawed Premise or Weak Hypothesis
To me, Schneier is a sort of "RMS of sec"
Microsoft's Mass Layoffs (30,000+ in 2025) Not About "AI", Just Business Failure
"AI" is replacing... the old excuses for mass layoffs
EPO People Power - Part XVI - Berenguer Does Not Speak German, So What Did He Tell German Police That Busted Him?
based in Germany and does not speak the language
Challenges for EPO Insiders to Try to Tackle in 2026
Nothing will get solved as long as the circus that runs this show tries to keep the circus going
 
Once Again, GAFAM Deletes All Your Data, Only Corrects This After Millions of People Lead an Uproar Online ("Richard Stallman Warned Us About This")
No lessons learned, eh?
You Know Your Critics Are Jealous and Have Inferiority Complex When...
One day we'll write about all this in great depth
"But Corruption is Everywhere"
"We'll always have Polio..."
Days Without Slop About "Linux"
It's time to move on
Links 27/12/2025: Canada Post Strike Called Off, Debate About Europeans "Working Over Christmas"
Links for the day
Gemini Links 27/12/2025: Household Appliances and Flight Fright
Links for the day
Links 27/12/2025: US Cracking Down on Whistleblowers, Expanding Bombardment Campaigns Worldwide
Links for the day
Resuming EPO Coverage Today, Can António Campinos 'Survive' Cocainegate?
We said we'd continue in the weekend
Links 27/12/2025: More Attacks on Media (Meduza Co-founder Sentenced to Prison in Absentia), "What Owning Music Means To Me"
Links for the day
Gemini Links 27/12/2025: geminiprotocol.net Downtime and Capsular Gemlog Manager
Links for the day
Over at Tux Machines...
GNU/Linux news for the past day
IRC Proceedings: Friday, December 26, 2025
IRC logs for Friday, December 26, 2025
Tossing Embarrassing News Under the Christmastime Bus
This isn't just some coincidence; those are conscious choices
Victim-Blaming in Debian
Verhelst previously did blame-shifting when Debian suicide clusters happened
IBM Cuts in Japan, Red Hat is Attached to a Sinking Ship
IBM, which controls Red Hat, is a rapidly shrinking company
Manchester United Dumped Microsoft Because Qualcomm Sort of Did
The Windows PCs were an utter failure
Free Software Foundation (FSF) Supported by Unconventional Digital Bartering Communities
But no strings attached
Geminispace: 5,000 Capsules in 2026
There are 4.8k now
Gemini Links 26/12/2025: Careful What You Eat and "My Secret Santa"
Links for the day
The Indigenous Community Versus Corporate AstroTurt and 'Cancel Culture'
Good people will recognise exactly what's happening here and respond to it tactfully
Richard Stallman: Epstein is a Serial Rapist. Bill Epsteingate: Epstein is a Friend.
Supporting the FSF (or Richard Stallman) is supporting those who asserted Epstein had serially raped women
The Paradox of GAFAM: Saying You Protect Women, Appointing Abusers of Women to Run the Company
older articles
Censored by FreeBSD Core Team Secretary, Reinstated After Talking About it in Public
FreeBSD misfiring a CoC?
Links 26/12/2025: Chatbot Toys Terrorising Children, US Undeclared "War on Terror" Unilaterally Extends to Nigeria During Holidays
Links for the day
Links 26/12/2025: French Postal Services Under Russian Attack, U.S. Cheetos Accuse People Who Obstruct Information Warfare by Russia of "Censorship"
Links for the day
Debian's Daniel Kahn Gillmor is Wrong, Signal is No "Gold Standard" (It's Also Promoted by Proponents of Back Doors)
I'm not too sure why Debian or the ACLU would wish to associate with this
Next Year Will be the Year of Quantum, Just Like 2020, 2015, 2010, 2005 and So On
"Quantum" is the future
The Silent Power of Coercion Over Speech
The important thing is optics
Kazakhstan Doesn't Need GAFAM Datacentres (Spy Hubs)
Suffice to say, as far as we can gather nothing came out from the empty (false) promises of GAFAM's "data centers in Kazakhstan"
So Simple That You Can Touch and Feel It
In light of recent experiences
Christmas Music Project: Back to When Music Was Music
now Canonical (or Ubuntu) says we should make available tens of gigabytes of disk space
Internet Relay Chat (IRC) Under Attack by Cross-Network Spam Floods
So far we've been spared (our network has not been targeted at all) [...] Let's hope the spam won't discourage the hundreds of thousands of people worldwide who still use IRC
An "AI-Infused" Windows
Microsoft Windows isn't becoming a worthless pile of garbage by accident
Microsoft Laid Off Over 30,000 People This Year, Coders Are "Too Expensive"
Go get some popcorn. Microsoft "slopware" is about to get real!
Critics Have Long Said Microsoft Produces "Slopware", Microsoft Wants to Prove Them Right
Slop instead of code is a step in the right direction?
The Top 8 Innovations of IBM in 2025
What innovations will come out from IBM in 2026?
And as the Year Turns...
The significance of new years isn't based on geology or astronomy or anything like that
Appliances Versus Computers
Replacing a computer inside an object of some kind or inside an appliance (which nowadays includes "modern" cars) isn't simple and isn't cheap
A Dark Side of Europe
They try hard to silence people who speak about these issues
Why People Love Techrights (and Also Loved "Boycott Novell")
I will continue to publish for many decades to come
Over at Tux Machines...
GNU/Linux news for the past day
IRC Proceedings: Thursday, December 25, 2025
IRC logs for Thursday, December 25, 2025
Browsing Techrights With a GUI and 10 Megabytes of RAM Per Tab
Some people say it's not possible in 2025, maybe in part because they depend on very bloated software
A Tribute to Richard Stallman
It's about knowledge and sharing
Links 26/12/2025: Impermanence, Salt and Thermometer, Freetube
Links for the day
Gemini Links 25/12/2025: Hibernation and TV Detox
Links for the day
Canonical is Making the Cost of PCs Very High, Due to Unnecessary Ubuntu Bloat
They say the reason for the price surge is LLM hype/frenzy
Canonical's Ubuntu is Bloatware
How did Ubuntu get so fat?
The EPO is a Very Vicious Organisation You Neither Wish to Join Nor Stay in for "Too Long"
Consider what the EPO thinks of its own workers, the staff that actually does real work
2026 Will Hopefully Turn Out to be Slopless
we seem to be starting the post-Christmas period on the right footing
Links 25/12/2025: Mail Carriers in "a Murky Future", Dihydroxyacetone Man’s "Chip Embargo Against China Backfiring Spectacularly"
Links for the day
The Register MS: All I Want For Xmas is Microsoft
they actually put effort into it
How to Win Nobel Prize for Peace
Do you get to Heaven (or peace platitudes) by sleeping with 72 virgins?
The Right to Repair (Especially When Products Are So Poorly Made)
Many electrical appliances fail often/quick and are nearly impossible to repair
Links 25/12/2025: Ample Cover-up Found in Jeffrey Epstein Files; ChatGPT Causes Psychosis, Not a Good Use Case
Links for the day
Giving Money to Free Software
In life, people must make sacrifices to do what's right and just
The Register MS: Don't Use Linux
That really says a lot about The Register MS
EPO People Power - Part XV - EPO Cocainegate to Resume This Weekend
The next installment (number 16) will probably come out this weekend
Microsoft: XBox is Going "Online", "Cloud"...
XBox as a console is pretty much dead
The Year of the Bubble
We hope that in 2026 the marketing liars will find some new buzzwords to latch onto and quit calling everything "AI"
Mozilla Firefox is a GAFAM Browser With Slop, Move to a Free Software Web Browser
on mobile the options would be more limited
libera.chat Was Under Attack Last Night
Several months from now libera.chat turns 5
Free Software Foundation (FSF) Raises Over $300,000 Before Christmas
the FSF made it past $300,000
Over at Tux Machines...
GNU/Linux news for the past day
IRC Proceedings: Wednesday, December 24, 2025
IRC logs for Wednesday, December 24, 2025