Bonum Certa Men Certa

PTAB and CAFC Crush Patents on Business Methods and Software, So Dennis Crouch Tries to Slow Them Down

Academic for patent maximalists, like those 'oil academics'?

Dennis D. Crouch



Summary: The Patent Trial and Appeal Board (PTAB) and Court of Appeals for the Federal Circuit (CAFC) have together eliminated perhaps several thousands of patents (even more by extension, by means of precedence), so the meta-industry associated with such patents strikes back, and occasionally this is painted as scholarly analysis albeit inherently biased

THE USPTO is full of rubbish patents (some of which infamously rubbish and the subject of public ridicule, e.g. this one), so there's somewhat of a backlog for PTAB to deal with, essentially 'undermining' -- or correctly invaliding -- patents that should never have been granted at all (with or without further amendments).



"Not only can PTAB deal with many patents at one time; it can also do that at an affordable rate (easy access to appeals process) and without the patent aggressor asserting anything in court."We recently came across this list of newly-issued patents and found among them a Dell patent on an antifeature, namely a "seamless method for booting from a degraded software raid volume on a UEFI system." (for those who don't know what UEFI is, see our Wiki). Recovery from error aside (in an already-expensive case of storage redundancy), why use UEFI in the first place?

The patent goes to Texas, where Dell originates from:

Dell Products, Round Rock, Texas, has been assigned a patent (9,569,297) developed by two co-inventors for “seamless method for booting from a degraded software raid volume on a UEFI system.” The co-inventors are Ahmad A.J. Ali of Austin, Texas, and Charles Rose of Nashua. The patent application was filed on July 16, 2014 (14/333,232).


This sounds like it involves hardware or a device (RAID), but plenty of RAIDs actually get implemented in software these days and UEFI itself is purely software, simply slapped on some chip. The above seems like a possible candidate for invalidation, e.g. by means of Alice, but putting all that aside, who would actually invalidate such a patent unless Dell chooses to take this to court (or threaten behind closed doors), in which case still there is no guarantee at all that a case would end without a settlement, i.e. without the patent facing any scrutiny. In most cases, companies such as Dell just threaten using a large bundle of patents (Microsoft is alleged to be using hundreds at a time) in order to overwhelm the target and overburden the defense, adding extraordinary volume to it, assuring it would be too expensive to pursue defense (settlement would be cheaper, even if at the cost of millions of dollars).

"We need more of PTAB. It needs to grow by orders of magnitude and clear the virtual 'backlog' which is rubbish patents waiting to be invalidated."Such is the injustice incurred by a lax and lazy patent office. All the excruciating costs are being passed outwards, i.e. to so-called 'externalities'. This is where PTAB comes handy. Not only can PTAB deal with many patents at one time; it can also do that at an affordable rate (easy access to appeals process) and without the patent aggressor asserting anything in court. We need more of PTAB. It needs to grow by orders of magnitude and clear the virtual 'backlog' which is rubbish patents waiting to be invalidated.

Patent maximalists obviously loathe PTAB. Some of them speak of it more politely than others. Watchtroll just insults judges, whereas Dennis Crouch -- being an academic -- must remain more subtle about it. It's being agreed, he recently asserted, that "an expert can make conclusions of obviousness/non-obviousness and that the PTO can rely upon those statements."

Here is the whole relevant part and how it relates to PTAB:

Expert Testimony on the Conclusion of Obviousness: In the inter partes reexamination case here, the issue arose with the patent challenger (Strava) used an expert witness to testify to the legal conclusion that the claims at issue were obvious. This is problematic because in ordinary circumstances it is improper for an expert witness to testify as to a question of law. Rather, the ordinary use of expert testimony is solely to “help the trier of fact to understand the evidence or to determine a fact in issue.” FRE 702. Of course, the Federal Rules of Evidence do not apply to the Patent Trial & Appeal Board proceedings or patent reexaminations.

On appeal here, the Federal Circuit appears to agree with the challenger – that an expert can make conclusions of obviousness/non-obviousness and that the PTO can rely upon those statements.


We had this subject covered in last week's article and more articles before that. It's a common theme of outcomes and this was heavily covered recently, in light of cases like Apple, Inc. v Ameranth, Inc. [1, 2] -- a case which has gone on since the end of last year [1, 2].

"Both PTAB and CAFC increasingly go after patents on business methods, not just software patents, which are inherently similar in many cases (as many business operations are done on computers through software)."The latest on Ameranth, courtesy of Foley & Lardner LLP (law firm), says that "Apple successfully invalidated three patents for failure to recite patent eligible subject matter. Apple, Inc. v. Ameranth, Inc., 2015-1792, 2015-1793 (Fed. Cir. 2016). The patents relate to synchronous communication systems for electronically generating and transmitting menu selections. While the covered technology is not directly related to personalized medicine, the Federal Circuit’s review of the patents’ specifications and the court’s claim constructions in the context of a 35 U.S.C. €§ 101 challenge is instructive to patent applicants seeking to patent methods that may be characterized as an abstract idea, such as methods linking treatment options or clinical trials to potential patients."

This CBM challenge, using €§ 101, was successful also at the CAFC, as is usual. Both PTAB and CAFC increasingly go after patents on business methods, not just software patents, which are inherently similar in many cases (as many business operations are done on computers through software).

Professor Crouch is, in our humble assessment, just trying to slow down PTAB (or appeals of its determinations). PTAB, which actually did good work and improved the US patent system, is of no good for the likes of Crouch. They view it as a threat to their profession, as we noted here several years ago.

"We have already explained a sort of 'scatterback' effect at CAFC, wherein an avalanche of appeals lands on CAFC's lap."Michael Loney, writing from a litigation capital, says that "Law professor Dennis Crouch is calling for the Federal Circuit to not give Rule 36 affirmances in PTAB appeals, arguing it is required by statute to issue an opinion. The court has continued to issue them but has asked for briefing in two en banc rehearing requests of affirmances" (it has a lot to catch up with).

We have already explained a sort of 'scatterback' effect at CAFC, wherein an avalanche of appeals lands on CAFC's lap. They need to rush things up a bit, otherwise the whole system will get clogged up and the queue -- or 'backlog' so to speak -- will grow unbearably long.

"Maybe that will teach patent holders to stop wasting CAFC's time with these appeals, which are fruitless about 4 out of 5 times anyway (as the appeals are meritless)."Resistance from patent maximalists when it comes to PTAB -- which continues to enjoy CAFC's and the Supreme Court's support -- is understandable, but the patent maximalists are not the actual industry. They just try to justify their own needless and growingly-sordid existence, which gave rise to trolls and extortion rackets. Now that PTAB is axing lots of crappy patents we expect to see Crouch continuing to shower us with posts such as this, ranting about lack of opinion. "Another new petition for rehearing," he wrote the other say, "has been filed with the Federal Circuit asking the court to reconsider its Rule 36 Jurisprudence in light of the statutory requirements that the court issue an opinion in cases appealed from the Patent & Trademark Office."

He said that "[a]fter losing before the PTAB, the petitioner appealed and the Federal Circuit issued a R.36 “Affirmance without Opinion.”"

"Stop worrying so much about patent holders and stop comparing patents to property (patents are certainly not property)."Yes, well done. Do it even faster. Maybe that will teach patent holders to stop wasting CAFC's time with these appeals, which are fruitless about 4 out of 5 times anyway (as the appeals are meritless).

In another post from the same site it is being argued that "[t]he Supreme Court has asked for the USPTO’s input on whether it should hear the pending dispute Oil States Energy Services v. Greene’s Energy Group (Supreme Court 2017). The case again raises constitutional questions as to the power of an executive agency (the USPTO) to cancel issued patent rights."

Stop worrying so much about patent holders and stop comparing patents to property (patents are certainly not property). It's stuff like the above which led us to treating Crouch less as an academic and more as a front for patent maximalists. He demonstrates that not only Big Oil has an impact -- typically financial strings -- on academia.

Recent Techrights' Posts

The Administrative Council of the European Patent Organisation Has More Reasons Than Cocainegate to Vote for Real Change in the European Patent Office
This is about democracy and accountability in Europe
 
Links 06/12/2025: Panic in the Slop (Chatbots) Industry and Perplexity Sued by New York Times for Plagiarising Articles Under Guise of "AI"
Links for the day
European Patent Office Issues: Points to Raise or Factoids to Share With Delegates of the EPO's Administrative Council
use their native language/tongue
European Readers, Get Ready to Contact Your National Representatives (Delegates) in the EPO's Administrative Council
Perfect timing might be Sunday or Monday
Why We'll Continue Our IBM/Red Hat Focus in 2026
There will be many more departures not only later this month but also next month
Links 06/12/2025: Slop's "Jeopardy Phenomenon" and RAM Shortage
Links for the day
Gemini Links 06/12/2025: Memories, "Sweetness and Burn", and Hope
Links for the day
Every Site That Uses Clownflare Had Worse Downtime/Uptime Record Than Ours
And the same goes for Azure and AWS
Software Freedom Conservancy (SFC) Does Not Work for Freedom, It Works to Secure the Massive Salary of Its President And Executive Director
We must be very effective then
Why (and When) I Become an 'Activist' Against Corruption and Abuse
The dictatorship bans criticism of the dictatorship. That's when there's a deadlock.
EPO Call for Action: Get Ready to Contact Your National Delegates, We Need to Remind Them That They Represent People
Today or tomorrow we'll publish contact details for national representatives in nearly 50 European nations
Links 05/12/2025: More Restrictions on Social Control Media and Slop, "Hype Can Turn to Backlash"
Links for the day
Like With Red Hat and Other IBM Acquisitions, the RAs (Layoffs) Seem to Already Extend to HashiCorp
Of course it is possible that HashiCorp staff just got PIP'ed or saw the writings on the wall and left [...] IBM is just a dying giant
Over at Tux Machines...
GNU/Linux news for the past day
IRC Proceedings: Friday, December 05, 2025
IRC logs for Friday, December 05, 2025
Massachusetts Institute of Theft (MIT) Nowadays in the Business of Selling SPAM to Prop Up Fashionable Pyramid Schemes
There is nothing benign about it, more so when they misuse the MIT brand to lend credibility to elaborate schemes or scams
Many IBM Departures Today (Last Friday)
Way to go, IBM leadership
Gemini Links 05/12/2025: Need for Simpler Systems, Molecular Dynamics, and More
Links for the day
Slopwatch: Not Much Today, Same as in Recent Weeks
Google News got 'conned' (maybe willingly) by one operator of several (at least 3) slopfarms that trash "Linux"
On IBM: "More Layoffs in Minnesota Are Coming" (Unverified Hearsay, for Now)
IBM is having loads of layoffs before the holidays
Links 05/12/2025: Openwashing by Microsoft's 'Open Source' Initiative, Unauthorised War Without Boundaries/Borders Waged by US
Links for the day
Finnish Politician Aura Salla Says Finland Must Dump Microsoft, Citing Security and Control Reasons, Not Costs
She says Finland should quit using Microsoft
Does This Pass the NDA "Sniff Test" at IBM?
In many companies, those who suck up to management get ahead
Links 05/12/2025: Slop Harming Democracy/Elections, More Bans Around the World on Kids' Use of Social Control Media
Links for the day
IBM Has No Layoffs, According to IBM, and According to the Media Parroting IBM
Another day of parrots (losers) who call themselves "journalists"
IBM Will Make You Unemployed On Christmas Eve
lists of people to cull
Within Weeks, Clownflare Has Collapsed Again, Time to Dump Clownflare
It's run by amateurs who, even if you maintain your site perfectly well, will render it inaccessible without prior notice
Cars Getting Worse and More Lethal
Who will be held accountable?
To "Take Back Control" Start With Actions Against 'Tech' (Mass Surveillance, Mass Censorship, Mass Control) Monopolies
collusion, price-fixing, a "cartel" of sorts
Beyond the Hype: Almost Nobody Uses Chatbots, Not Even 1% of Activity Online
3 years ago when Scam Altman (Microsoft) acted as if Google (search) was doomed a lot of the press got paid to pretend this was true
Rumour That Another IBM Round of Mass Layoffs (RAs) in Preparation Before the Current One is Even Completed
IBM still has strong brand recognition (because of its age and past might), but that won't last forever
Techrights Publication Pace to Increase Next Year
one is encouraged to stay indoors
Upgrading the Site
Debugging might be needed, so feedback helps
Why Microsoft is Panicking
Keep advocating (or "marketing") GNU/Linux to Vista 10 (or Vista 7) users... there are still over a billion of them "out there".
Web Developers in the US Can Already Disregard Mozilla, Firefox, and Firefox Users
"Last month, Firefox turned 21"
The Fate of "Blockchains" and "Metaverse" as a Sign of Things to Come for Slop ("AI")
Doesn't that tell us a lot about the modus operandi of these companies?
A Year After the Owner of X (Twitter) Performed Several Nazi Salutes on Stage the Germany-Based and Microsoft-Funded 'FSFE' Decides to Exit X (Twitter)
Will the real Free Software Foundation (FSF) follow suit?
EPO: What Comes Next
European media seems to have been sedated by soft bribes from cocaine addicts
Slopwatch: The Volume of Slop Has Certainly Gone Down a Lot Lately, Slop Image Providers Abandoned/Changed
It's a big improvement compared to past months
Thousands Laid Off at IBM, "Last Day" Yesterday
IBM is a dying company. This is a problem for Red Hat.
Over at Tux Machines...
GNU/Linux news for the past day
IRC Proceedings: Thursday, December 04, 2025
IRC logs for Thursday, December 04, 2025
Gemini Links 05/12/2025: Espressif ESP32-C5 UEXT Module, Pixelfed, and the Web Getting Much Worse
Links for the day
Links 04/12/2025: "People Hooked on [Slop] Far Are More Likely to Experience Mental Distress", Monopolies in Europe, and "Blogging Makes Me Feel Like A Worse Writer"
Links for the day
Dr. Andy Farnell: Can we regain control (of technology)?
"Technology as spiralling mass hysteria has the unsettling potential to draw even rational sceptics like myself into disaffection"
Links 04/12/2025: "Hey Hi" Implosion and Half of Europeans See Cheeto Trump as Enemy of Europe
Links for the day
Communication Needs Open Standards and Open Data
Standards are imperative
The "Hey Hi" House of Cards
The "Hey Hi" bubble is living on borrowed time (days or weeks) and it can implode any time now
Supporting the Free Software Foundation (FSF) Also Supports GNU Development
The FSF is mostly raising money to pay salaries
IBM's "AK Sez" Campaign
In today's media, to be characterised as important and smart one needn't be important and smart
Microsoft's Vista 11 Not Gaining, Just Plateauing or Even Going Down (Over Time)
"Desktop Windows version Market Share Worldwide"
Bubbles Popping, "Hey Hi" (AI) a Passing Fad
"Microsoft slides amid report it's cutting software sales quotas tied to AI"
At The Register MS, "Exclusive Webinar" Means Sponsored Video Ad Disguised as an Article
Why would one choose to watch these?
IBM Forces Staff to Sign an NDA If They Want Severance Package, in Effect Bribing Them or Denying Them Money They're Entitled to If They 'Disparage' IBM
We wrote about the legality or illegality of this in relation to Microsoft two years ago
IBM and Red Hat Not Done With 2025 Layoffs ("RAs") Yet
IBM isn't quite done laying off people this year, with only 3 weeks till Christmas
Gemini Links 04/12/2025: Christmas Looms, Devuan, and Programming
Links for the day
Over at Tux Machines...
GNU/Linux news for the past day
IRC Proceedings: Wednesday, December 03, 2025
IRC logs for Wednesday, December 03, 2025